Wai Sun Yu
余維新
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sun Yu (余維新), a licensed Representative with CE reference BFY027. Currently licensed at 4 firm(s): Emperor Asset Management Limited, Emperor Securities Limited, Emperor Wealth Management Limited, Emperor Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts; Type 4 — Advising on securities; Type 5 — Advising on futures contracts; Type 9 — Asset management. Total licence records on file: 12.
More firms doing Dealing in securities →More firms doing Dealing in futures contracts →More firms doing Advising on securities →More firms doing Advising on futures contracts →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-01-15 | present |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-01-15 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-08 | present |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2025-12-08 | present |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-12-08 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-08 | present |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-08 | present |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 5 — Advising on futures contracts | 2025-12-08 | present |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-07 | 2022-05-31 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2020-12-07 | 2022-05-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2015-07-29 | 2016-01-22 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2015-07-29 | 2016-01-22 |