Albert Kwok Shu Kan
簡國樞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Albert Kwok Shu Kan (簡國樞), a licensed Responsible Officer with CE reference AAI603. Currently licensed at 1 firm(s): Success Advance Investments Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Advance Investments Limited 駿程投資有限公司 |
RO | Type 4 — Advising on securities | 2026-03-09 | present |
| Success Advance Investments Limited 駿程投資有限公司 |
RO | Type 9 — Asset management | 2026-03-09 | present |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-13 | 2026-01-28 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-13 | 2026-01-28 |
| Jin Yi Financial Group Limited 金益金融集團有限公司 |
RO | Type 9 — Asset management | 2025-08-13 | 2026-01-28 |
| Planetree Asset Management Limited 梧桐資產管理有限公司 |
RO | Type 9 — Asset management | 2022-03-09 | 2025-02-13 |
| Imagi Brokerage Limited | RO | Type 4 — Advising on securities | 2019-10-11 | 2021-11-15 |
| Imagi Brokerage Limited | RO | Type 4 — Advising on securities | 2018-05-25 | 2018-12-25 |
| Imagi Brokerage Limited | RO | Type 9 — Asset management | 2018-05-25 | 2021-11-15 |
| Seekers Advisors H.K. Limited | RO | Type 9 — Asset management | 2016-06-21 | 2018-05-18 |
| Seekers Advisors H.K. Limited | Rep | Type 9 — Asset management | 2016-06-06 | 2016-06-21 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 9 — Asset management | 2012-02-07 | 2016-02-01 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-11-24 | 2012-02-07 |
| Bosen Asset Management Limited 寶信資產管理有限公司 |
RO | Type 9 — Asset management | 2011-10-13 | 2011-10-31 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
RO | Type 9 — Asset management | 2009-09-01 | 2011-01-20 |
| Redford Asset Management Limited 泓福資產管理有限公司 |
Rep | Type 9 — Asset management | 2009-07-28 | 2009-09-01 |
| Panurgy Limited |
RO | Type 9 — Asset management | 2007-11-23 | 2008-02-01 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 9 — Asset management | 2007-08-24 | 2009-07-16 |