Ka Hoi Wong
黃家凱
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Hoi Wong (黃家凱), a licensed former licensee with CE reference ARD521. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-06-13 | 2023-02-28 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-06-13 | 2023-02-28 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-04 | 2023-02-28 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-04 | 2023-01-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-04 | 2023-02-28 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-04 | 2023-01-01 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-02 | 2010-08-14 |