Jin Shao
邵晋
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jin Shao (邵晋), a licensed Responsible Officer with CE reference BQH142. Currently licensed at 2 firm(s): Emperor Asset Management Limited, Emperor Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 4 — Advising on securities | 2024-09-30 | present |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
RO | Type 9 — Asset management | 2024-09-30 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-05-06 | present |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-06 | present |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-05-06 | 2024-09-30 |
| Emperor Asset Management Limited 英皇資產管理有限公司 |
Rep | Type 9 — Asset management | 2024-05-06 | 2024-09-30 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-12 | 2024-03-28 |
| Zhongtai International Asset Management Limited 中泰國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-01-12 | 2024-03-28 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2020-11-04 | 2022-01-31 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2020-11-04 | 2022-01-31 |