Frankie Kwun Siu Chan
陳冠兆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frankie Kwun Siu Chan (陳冠兆), a licensed Responsible Officer with CE reference ASD479. Currently licensed at 1 firm(s): Dewei Capital Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 32.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dewei Capital Limited 得威资本有限公司 |
RO | Type 4 — Advising on securities | 2026-01-12 | present |
| Dewei Capital Limited 得威资本有限公司 |
RO | Type 9 — Asset management | 2026-01-12 | present |
| Dewei Capital Limited 得威资本有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-05 | 2026-01-12 |
| Dewei Capital Limited 得威资本有限公司 |
Rep | Type 9 — Asset management | 2025-12-05 | 2026-01-12 |
| Pinsen International (Hong Kong) Limited 品森國際(香港)有限公司 |
RO | Type 9 — Asset management | 2025-08-04 | 2025-10-16 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-11 | 2025-02-02 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 1 — Dealing in securities | 2023-04-11 | 2025-02-02 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2023-04-11 | 2025-02-02 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2023-04-11 | 2025-02-02 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
RO | Type 9 — Asset management | 2023-04-11 | 2025-02-02 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | 2023-04-11 | 2025-02-02 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-13 | 2023-04-11 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-01-13 | 2023-04-11 |
| Harris Fraser (International) Limited 晉裕環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2023-01-13 | 2023-04-11 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-11-24 | 2025-02-02 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 4 — Advising on securities | 2022-11-24 | 2025-02-02 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 9 — Asset management | 2022-11-24 | 2025-02-02 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-21 | 2023-04-11 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-21 | 2022-11-24 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-21 | 2023-04-11 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-21 | 2022-11-24 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 — Asset management | 2022-01-21 | 2023-04-11 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 9 — Asset management | 2022-01-21 | 2022-11-24 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-29 | 2020-08-14 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-07-29 | 2020-08-14 |
| Frontier Capital Management Limited 方達資本管理有限公司 |
Rep | Type 9 — Asset management | 2020-07-29 | 2020-08-14 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-11-22 | 2019-10-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-11-22 | 2019-10-01 |
| Cinda International Research Limited 信達國際研究有限公司 |
Rep | Type 4 — Advising on securities | 2010-07-30 | 2010-08-08 |
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-12-09 | 2010-07-28 |
| Cinda International Investment Management Limited 信達國際投資管理有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2008-12-09 | 2010-03-12 |
| Cinda International Investment Consultant Limited 信達國際投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2008-12-09 | 2010-06-20 |