Sau Him Chan
陳守謙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Him Chan (陳守謙), a licensed Responsible Officer with CE reference AQF608. Currently licensed at 1 firm(s): Ethk Securities Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ethk Securities Limited |
RO | Type 1 — Dealing in securities | 2019-01-10 | present |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-06-29 | 2018-12-15 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-05-08 | 2017-06-29 |
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-06-03 | 2017-04-27 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-03 | 2017-04-27 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-17 | 2013-05-21 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-05-17 | 2013-05-21 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-27 | 2012-04-09 |
| Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-27 | 2012-04-09 |
| Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-09-27 | 2012-04-09 |
| Emperor Wealth Management Limited 英皇財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-13 | 2011-01-20 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-06-11 | 2011-09-16 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-01-03 | 2011-09-16 |