Yui Chit Jeffrey Tam
譚睿哲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yui Chit Jeffrey Tam (譚睿哲), a licensed Responsible Officer with CE reference BMX555. Currently licensed at 1 firm(s): Futu Securities International (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2026-05-13 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
RO | Type 4 — Advising on securities | 2026-05-13 | present |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-24 | 2026-05-13 |
| Futu Securities International (Hong Kong) Limited 富途證券國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2026-02-24 | 2026-05-13 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 — Dealing in securities | 2025-01-22 | 2025-11-21 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 — Advising on securities | 2025-01-22 | 2025-03-27 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-12-15 | 2025-11-21 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-26 | 2025-01-22 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-26 | 2025-01-22 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-23 | 2023-07-04 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2023-05-23 | 2023-07-04 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-17 | 2023-05-23 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-17 | 2023-05-23 |
| Caitong International Securities Co., Limited 財通國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2023-02-17 | 2023-07-04 |
| Caitong International Capital Co., Limited 財通國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-02-17 | 2023-07-04 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 — Advising on securities | 2022-10-13 | 2023-01-31 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-10-13 | 2023-01-31 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-13 | 2023-01-31 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2022-10-13 | 2023-01-31 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-27 | 2022-10-13 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-09-27 | 2022-10-13 |
| Shanxi Securities International Limited 山證國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-10-15 | 2022-08-21 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-03 | 2021-10-01 |
| Aristo Securities Limited 雅利多證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-12-12 | 2019-08-07 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-25 | 2018-07-19 |