Carman Wing Yan Chan
陳詠欣
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Carman Wing Yan Chan (陳詠欣), a licensed Responsible Officer with CE reference AOX997. Currently licensed at 1 firm(s): Bradbury Asset Management (Hong Kong) Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Bradbury Asset Management (Hong Kong) Limited 源盛資產管理（香港）有限公司 |
RO | Type 9 — Asset management | 2016-11-23 | present |
| Iridium Capital Limited 泓達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2015-01-29 | 2015-12-01 |
| Iridium Capital Limited 泓達資產管理有限公司 |
RO | Type 9 — Asset management | 2015-01-29 | 2015-12-01 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 4 — Advising on securities | 2011-12-28 | 2015-01-27 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
RO | Type 9 — Asset management | 2011-12-28 | 2015-01-27 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-17 | 2011-12-28 |
| Mason Investment Management Limited 茂宸投資管理有限公司 |
Rep | Type 9 — Asset management | 2011-10-17 | 2011-12-28 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2008-08-29 | 2008-10-01 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 5 — Advising on futures contracts | 2008-08-29 | 2008-10-01 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 9 — Asset management | 2008-08-29 | 2008-10-01 |
| Generali Investments Asia Limited 忠利投資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2008-05-06 | 2008-10-01 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-22 | 2008-03-11 |