Shanshan (SFC:BTD565) Liu
劉姍姍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shanshan (SFC:BTD565) Liu (劉姍姍), a licensed former licensee with CE reference BTD565. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2022-11-04 | 2024-02-16 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2022-11-04 | 2024-02-16 |