da (SFC:AQE527) Li
李達
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for da (SFC:AQE527) Li (李達), a licensed former licensee with CE reference AQE527. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2020-02-18 | 2025-05-02 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2007-12-18 | 2008-04-11 |