Shaohua Wang
王少華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shaohua Wang (王少華), a licensed Responsible Officer with CE reference BJE214. Currently licensed at 1 firm(s): RIME Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 10.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-05 | present |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 4 — Advising on securities | 2024-12-05 | present |
| RIME Capital Limited 霧凇資本有限公司 |
RO | Type 9 — Asset management | 2024-12-05 | present |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2021-12-15 | 2024-06-28 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2021-12-15 | 2024-06-28 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2021-05-03 | 2021-12-15 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2021-05-03 | 2021-12-15 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2017-03-09 | 2017-09-12 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-09 | 2017-09-12 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 9 — Asset management | 2017-03-09 | 2017-09-12 |