Mengshi Tong
童夢石
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Mengshi Tong (童夢石), a licensed Responsible Officer with CE reference AWH879. Currently licensed at 1 firm(s): Huaan Securities (Hong Kong) Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huaan Securities (Hong Kong) Asset Management Limited 華安證券(香港)資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-12-05 | present |
| Huaan Securities (Hong Kong) Asset Management Limited 華安證券(香港)資產管理有限公司 |
RO | Type 9 — Asset management | 2022-12-05 | present |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
RO | Type 4 — Advising on securities | 2020-09-21 | 2022-04-22 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
RO | Type 9 — Asset management | 2018-07-06 | 2022-04-22 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-10 | 2020-09-21 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2017-02-10 | 2018-07-06 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2014-09-24 | 2017-01-30 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2014-09-24 | 2017-01-30 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2014-05-15 | 2014-09-23 |
| SDIC Securities Asset Management (Hong Kong) Limited 國投證券資產管理（香港）有限公司 |
Rep | Type 9 — Asset management | 2014-05-15 | 2014-09-23 |
| Marco Polo Pure Asset Management Limited | Rep | Type 4 — Advising on securities | 2010-12-13 | 2014-04-05 |
| Marco Polo Pure Asset Management Limited | Rep | Type 9 — Asset management | 2010-12-13 | 2014-04-05 |