Hoi Shan Ngai
魏海山
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Shan Ngai (魏海山), a licensed Responsible Officer with CE reference AVC111. Currently licensed at 1 firm(s): Arkimer Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arkimer Asset Management Limited 朝陽投資管理有限公司 |
RO | Type 4 — Advising on securities | 2022-09-13 | present |
| Arkimer Asset Management Limited 朝陽投資管理有限公司 |
RO | Type 9 — Asset management | 2022-09-13 | present |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
RO | Type 9 — Asset management | 2015-09-17 | 2022-08-31 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-09-16 | 2022-08-31 |
| Astrum Capital Management Limited 阿仕特朗資本管理有限公司 |
Rep | Type 9 — Asset management | 2014-09-16 | 2015-09-17 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-05-08 | 2014-08-31 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-03-12 | 2014-08-31 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-03-12 | 2014-08-31 |
| Blossomhill Investment Limited 豐碩投資有限公司 |
Rep | Type 9 — Asset management | 2011-08-08 | 2012-02-27 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2010-04-28 | 2011-06-04 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2010-04-28 | 2011-06-04 |