Sau Ling Yu
余秀玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sau Ling Yu (余秀玲), a licensed former licensee with CE reference AYN663. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2019-03-14 | 2019-08-26 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2019-03-14 | 2019-08-26 |
| MCP Asset Management Company Limited | Rep | Type 4 — Advising on securities | 2012-01-10 | 2018-03-19 |
| MCP Asset Management Company Limited | Rep | Type 9 — Asset management | 2012-01-10 | 2018-03-19 |