Winsome Kit Sum Yick
易潔心
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winsome Kit Sum Yick (易潔心), a licensed former licensee with CE reference AOB610. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Fund Hong Kong Management Limited 宏基金香港管理有限公司 |
RO | Type 9 — Asset management | 2017-02-06 | 2020-02-29 |
| Formax Securities Limited 福億證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-11 | 2017-02-03 |
| Formax Asset Management Limited 福億資產管理有限公司 |
RO | Type 9 — Asset management | 2014-10-31 | 2017-02-03 |
| Formax Asset Management Limited 福億資產管理有限公司 |
Rep | Type 9 — Asset management | 2014-06-27 | 2014-10-31 |
| Changjiang Securities Brokerage (HK) Limited 長江證券經紀(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-02 | 2014-06-06 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-01-16 | 2014-06-06 |
| Changjiang Asset Management (HK) Limited 長江證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2012-01-16 | 2014-06-06 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-27 | 2012-01-01 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-02 | 2012-01-01 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2009-07-02 | 2012-01-01 |
| GIP Partners Limited | Rep | Type 4 — Advising on securities | 2009-05-22 | 2009-06-24 |
| GIP Partners Limited | Rep | Type 9 — Asset management | 2009-05-22 | 2009-06-24 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-20 | 2008-07-19 |
| Bright Fund Management Limited 光明投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-10-20 | 2008-07-19 |