Ming Han Lee
李明翰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ming Han Lee (李明翰), a licensed Representative with CE reference BNL589. Currently licensed at 1 firm(s): Sunshine Asset Management (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 19.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sunshine Asset Management (HK) Limited 陽光資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2026-05-05 | present |
| Sunshine Asset Management (HK) Limited 陽光資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2026-05-05 | present |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 1 — Dealing in securities | 2025-02-04 | 2026-03-20 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 4 — Advising on securities | 2025-02-04 | 2026-03-20 |
| Pando Finance Limited 潘渡有限公司 |
RO | Type 9 — Asset management | 2025-02-04 | 2026-03-20 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 1 — Dealing in securities | 2024-08-07 | 2025-02-04 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 4 — Advising on securities | 2024-06-28 | 2025-02-04 |
| Pando Finance Limited 潘渡有限公司 |
Rep | Type 9 — Asset management | 2024-06-28 | 2025-02-04 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-27 | 2024-05-30 |
| One Heritage Capital Management Limited 太一資本管理有限公司 |
Rep | Type 9 — Asset management | 2023-03-27 | 2024-05-30 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
RO | Type 9 — Asset management | 2022-02-21 | 2023-01-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-11-01 | 2023-01-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-01 | 2023-01-31 |
| XinKong International Asset Management Limited 信控國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-01 | 2022-02-21 |
| CMBC Securities Company Limited 民銀證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-11-05 | 2021-10-05 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-03 | 2021-10-05 |
| CMBC Asset Management Company Limited 民銀資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-09-03 | 2021-10-05 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2018-08-27 | 2019-08-18 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2018-08-27 | 2019-08-18 |