Philip Chan
陳菲臘
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Philip Chan (陳菲臘), a licensed former licensee with CE reference ACA716. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| St. James's Place (Hong Kong) Limited |
Rep | Type 9 — Asset management | 2019-04-18 | 2024-09-12 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 1 — Dealing in securities | 2018-11-14 | 2024-09-12 |
| St. James's Place (Hong Kong) Limited |
Rep | Type 4 — Advising on securities | 2018-11-14 | 2024-09-12 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-09-03 | 2013-02-28 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2008-07-08 | 2013-02-28 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2008-07-08 | 2013-02-28 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-18 | 2013-02-28 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 4 — Advising on securities | present | 2012-09-03 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-03-05 |