Kwok On Fung
馮國安
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok On Fung (馮國安), a licensed former licensee with CE reference ADA238. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2014-03-05 | 2017-06-30 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2014-03-05 | 2017-06-30 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2013-12-24 | 2014-03-05 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2013-12-24 | 2014-03-05 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
RO | Type 4 — Advising on securities | 2011-10-06 | 2013-03-08 |
| Amova Asset Management Hong Kong Limited 奧明資產管理香港有限公司 |
RO | Type 9 — Asset management | 2011-10-06 | 2013-03-08 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-08-26 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-26 |
| Credit Agricole Asset Management |
Rep | Type 4 — Advising on securities | present | 2003-08-26 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-26 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-26 |
| Credit Agricole Asset Management |
Rep | Type 9 — Asset management | present | 2003-08-26 |