Karima Khan
簡家寶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Karima Khan (簡家寶), a licensed former licensee with CE reference AEP551. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-03 | 2014-05-12 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-03 | 2014-05-12 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2012-02-03 | 2014-05-12 |
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-03-25 | 2012-02-01 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-03-25 | 2012-02-01 |
| GF Asset Management (Hong Kong) Limited 廣發資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2011-03-25 | 2012-02-01 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2008-05-09 | 2010-02-08 |
| Mirae Asset Global Investments (Hong Kong) Limited 未來資產環球投資(香港)有限公司 |
Rep | Type 9 — Asset management | 2008-05-09 | 2010-02-08 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-12 | 2008-04-11 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 4 — Advising on securities | 2005-02-03 | 2008-04-11 |
| Amundi Asset Management | Rep | Type 4 — Advising on securities | 2005-02-03 | 2008-01-01 |
| Amundi Hong Kong Limited 東方匯理資產管理香港有限公司 |
Rep | Type 9 — Asset management | 2005-02-03 | 2008-04-11 |
| Amundi Asset Management | Rep | Type 9 — Asset management | 2005-02-03 | 2008-01-01 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 4 — Advising on securities | present | 2003-05-26 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-05-26 |
| Allianz Global Investors Hong Kong Limited | Rep | Type 9 — Asset management | present | 2003-05-26 |