Haituo Xie
謝海拓
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haituo Xie (謝海拓), a licensed Representative with CE reference BOD009. Currently licensed at 1 firm(s): China Pinnacle Equity Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2025-12-18 | present |
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 |
Rep | Type 9 — Asset management | 2025-12-18 | present |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2024-12-16 | 2025-12-08 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2024-12-16 | 2025-12-08 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-24 | 2024-11-16 |
| China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-01-24 | 2024-11-16 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2021-01-14 | 2022-01-14 |
| PICC Asset Management (Hong Kong) Company Limited 中國人保香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-01-14 | 2022-01-14 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2020-09-25 | 2020-12-18 |
| Holly International Asset Management Company Limited 弘業國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2020-09-25 | 2020-12-18 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 1 — Dealing in securities | 2019-08-30 | 2020-12-18 |
| Holly International Financial Holdings Limited 弘業國際金融控股有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2019-02-18 | 2020-12-18 |