Chia Ching Hus
徐嘉慶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chia Ching Hus (徐嘉慶), a licensed Responsible Officer with CE reference ATB475. Currently licensed at 1 firm(s): China Pinnacle Equity Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 |
RO | Type 4 — Advising on securities | 2023-11-30 | present |
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 |
RO | Type 9 — Asset management | 2023-11-30 | present |
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-07 | 2023-11-30 |
| China Pinnacle Equity Management Limited 源峰基金管理有限公司 |
Rep | Type 9 — Asset management | 2023-11-07 | 2023-11-30 |
| Global Finance Asset Management Limited 萬國資本有限公司 |
RO | Type 4 — Advising on securities | 2022-09-09 | 2023-09-30 |
| Global Finance Asset Management Limited 萬國資本有限公司 |
RO | Type 9 — Asset management | 2022-09-09 | 2023-09-30 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
RO | Type 1 — Dealing in securities | 2021-11-12 | 2022-08-31 |
| Core Capital Securities Limited 凱匯資本證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-09 | 2021-11-12 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2018-02-20 | 2020-12-16 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-02-20 | 2022-08-31 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
RO | Type 9 — Asset management | 2018-02-20 | 2022-08-31 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-16 | 2018-02-20 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-01-16 | 2018-02-20 |
| JT Capital Asset Management Limited 凱庫資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-01-16 | 2018-02-20 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2011-02-14 | 2017-06-30 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2011-02-14 | 2017-06-30 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-06 | 2017-06-30 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-06 | 2011-02-14 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2011-01-06 | 2011-02-14 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2009-06-29 | 2010-12-11 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2009-06-29 | 2010-12-11 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
RO | Type 9 — Asset management | 2009-06-29 | 2010-12-11 |