Chong Shen
沈翀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chong Shen (沈翀), a licensed Responsible Officer with CE reference ATH920. Currently licensed at 1 firm(s): Redient Capital HK Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Redient Capital HK Limited | RO | Type 4 — Advising on securities | 2025-09-15 | present |
| Redient Capital HK Limited | RO | Type 9 — Asset management | 2025-09-15 | present |
| Redient Capital HK Limited | Rep | Type 4 — Advising on securities | 2025-09-10 | 2025-09-15 |
| Redient Capital HK Limited | Rep | Type 9 — Asset management | 2025-09-10 | 2025-09-15 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2020-06-18 | 2024-12-31 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2020-06-18 | 2024-12-31 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2020-05-19 | 2020-06-18 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-10-21 | 2020-03-12 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2018-09-17 | 2019-01-02 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-09-17 | 2019-01-02 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2018-08-23 | 2019-01-02 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-02-06 | 2018-03-24 |
| Ping An Securities (Hong Kong) Holdings Company Limited 平安證券(香港)控股有限公司 |
Rep | Type 1 — Dealing in securities | 2017-04-12 | 2018-03-24 |
| Ping An of China Capital (Hong Kong) Company Limited 中國平安資本(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-04-12 | 2018-02-06 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-31 | 2016-12-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-11-22 | 2016-12-31 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-07-12 | 2016-12-31 |
| XinKong International Capital Limited 信控國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-07-12 | 2016-12-31 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-02-04 | 2016-11-22 |
| XinKong International Securities Limited 信控國際證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-02-04 | 2016-07-11 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-08-02 | 2015-11-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-08 | 2012-12-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-08 | 2012-12-09 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-07-08 | 2012-12-09 |