Catherine Ching Wan Leung
梁靜筠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Catherine Ching Wan Leung (梁靜筠), a licensed Responsible Officer with CE reference AGS493. Currently licensed at 1 firm(s): Alex KY Wong Asset Management Company Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-06-15 | present |
| Alex KY Wong Asset Management Company Limited 黃國英資產管理有限公司 |
RO | Type 9 — Asset management | 2022-06-15 | present |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 4 — Advising on securities | 2020-05-22 | 2022-03-28 |
| Ample Capital Limited 豐盛融資有限公司 |
RO | Type 9 — Asset management | 2018-11-15 | 2022-03-28 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-08 | 2019-08-30 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 9 — Asset management | 2007-01-08 | 2018-11-15 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-06-08 | 2006-12-29 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2005-06-08 | 2006-12-29 |
| Wings Securities (HK) Limited 金鵬證券有限公司 |
Rep | Type 1 — Dealing in securities | 2003-11-27 | 2005-06-06 |
| China Rich Asset Management Limited 中國薈智資產管理有限公司 |
Rep | Type 9 — Asset management | 2003-11-27 | 2005-06-06 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-11-10 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-11-10 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-11-10 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-11-10 |
| Yunfeng Financial Markets Limited 雲鋒金融市場有限公司 |
Rep | Type 9 — Asset management | present | 2003-11-10 |