Alpha Financial Group Limited

首盛資本集團有限公司
CE No. ALW542 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alpha Financial Group Limited (首盛資本集團有限公司), a Hong Kong-based licensed corporation with CE reference ALW542. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 6 — Advising on corporate finance. Current licensed staff on file: 8 (total recorded over time: 35). Earliest licence on file: 2005-10-31.

Registered address

Room A, 17/F, Fortune House, 61 Connaught Road Central, Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities 2005-10-31 present
Type 6 — Advising on corporate finance 2019-10-02 present

Licensed staff (all-time) (35)
Active on date

Name Activities First licensed To
Andrew Chi Ming Cheng 鄭志明 RO 1, 6 2005-10 Present
Ricky Wai Kei Chow 周瑋琪 RO 1 Rep 1 2009-06 Present
Irene Man Yi Ho 何泯宜 RO 6 Rep 1, 6 2014-06 Present
Frank Pun Yuen Lam 林本源 RO 1, 6 2013-08 Present
Albert Kwok Hing Poon 潘國興 RO 1 2005-11 2005-11
Kwok Keung So 蘇國強 RO 1 2006-08 2007-09
Frederick Tse Wai Wu 吳子惠 RO 1, 6 Rep 1, 6 2021-12 2022-09
Fai Yiu 姚輝 RO 1 Rep 1 2011-11 2019-03
Kavern Chun Ting Chan 陳俊霆 Rep 6 2019-12 Present
Wai Kit Choi 蔡偉杰 Rep 6 2022-12 2023-10
Yuqun Deng 鄧雨群 Rep 1 2016-06 2018-02
Wang Yuen Fung 馮宏遠 Rep 1 2013-09 2019-08
Kam Yu Hung 洪錦儒 Rep 1 2016-02 2025-04
Man Lai 賴漫 Rep 1 2017-11 2019-08
Britney Maria Lam 林詠詩 Rep 1 2009-10 2013-01
Chi Fung Lau 劉志鋒 Rep 1 2019-10 Present
Victoria Vin Tone Lau 劉穎彤 Rep 1 2011-12 2013-03
Johnny Chun Ming Law 羅駿明 Rep 1 2007-09 2015-12
Judith Yee Man Lee 李綺文 Rep 1 2017-12 Present
Catherine Ching Wan Leung 梁靜筠 Rep 1 2007-01 2019-08
Lai Kar Leung 梁禮嘉 Rep 1 2009-11 2016-10
Hok Fung Li 李學峰 Rep 1 2015-12 2019-08
Wai Hong Lin 連偉康 Rep 6 2019-12 Present
Yuen Ying Lin 林琬凝 Rep 1 2016-06 2018-07
Julian Kee Yang Man 文紀陽 Rep 1, 6 2021-01 2024-11
Ting Chi Ng 吳廷智 Rep 1 2016-03 2019-09
Pui Yee See-To 司徒珮怡 Rep 1 2016-06 2018-02
Sze Mei Tam 譚詩媚 Rep 1 2010-05 2019-08
Howard Ho Wai Tang 鄧澔暐 Rep 1 2012-04 2019-09
Chui Ling Tong Rep 1 2013-09 2019-08
Kin Pong Wan 溫建邦 Rep 1 2018-03 2020-01
Chak Sang Wong 王澤生 Rep 1 2016-01 2018-02
Cheuk Man (SFC:BCD278) Wong 黃卓文 Rep 1 2013-12 2016-02
Nigel Ka Fook Wong 王家福 Rep 1 2012-08 2015-07
Tak Lung Wu 吳德龍 Rep 1 2010-08 2012-11
Showing 1–35 of 35

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 2 shared activity types · 中國國際金融香港證券有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 2 shared activity types · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 2 shared activity types · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 2 shared activity types · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 2 shared activity types · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 2 shared activity types · 花旗環球金融亞洲有限公司

Merrill Lynch (Asia Pacific) Limited

CE AAC198 · 433 staff · 2 shared activity types

China Merchants Securities (HK) Co., Limited

CE AAI650 · 394 staff · 2 shared activity types · 招商證券(香港)有限公司

Related