Kwok Keung So
蘇國強
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Keung So (蘇國強), a licensed Responsible Officer with CE reference ABP335. Currently licensed at 1 firm(s): Spruce Technology HK Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Spruce Technology HK Limited 斯布魯斯科技有限公司 |
RO | Type 4 — Advising on securities | 2025-07-08 | present |
| Spruce Technology HK Limited 斯布魯斯科技有限公司 |
RO | Type 9 — Asset management | 2025-07-08 | present |
| P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-05-02 | 2025-05-05 |
| P.B. Global Asset Management Limited 倍搏環球資產管理有限公司 |
RO | Type 9 — Asset management | 2018-05-02 | 2025-05-05 |
| iTrade Securities Investment Limited 美信證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2016-12-28 | 2018-04-30 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 9 — Asset management | 2013-04-23 | 2016-12-10 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
Rep | Type 9 — Asset management | 2013-01-30 | 2013-04-23 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 9 — Asset management | 2010-06-22 | 2014-03-13 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-12-24 | 2016-12-10 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 4 — Advising on securities | 2008-12-24 | 2016-12-10 |
| CIS Securities Asset Management Limited 順安證券資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2007-12-07 | 2016-12-10 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
RO | Type 1 — Dealing in securities | 2006-08-07 | 2007-09-30 |
| MIB Securities (Hong Kong) Limited 馬銀證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-01-19 | 2006-04-29 |
| MIB Futures (Hong Kong) Limited 馬銀期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-01-19 | 2006-04-29 |
| China Everbright Securities (HK) Limited 中國光大證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-05 | 2004-01-12 |
| China Everbright Forex & Futures (HK) Limited 中國光大外匯、期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-09-05 | 2004-01-12 |