Frederick Tse Wai Wu
吳子惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frederick Tse Wai Wu (吳子惠), a licensed former licensee with CE reference AAC563. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Alpha Financial Group Limited 首盛資本集團有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-28 | 2022-09-30 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-12-28 | 2022-09-30 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-01 | 2021-12-28 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-01 | 2021-12-28 |
| Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-13 | 2021-08-02 |
| Minerva Advisory Global Capital Limited 嬴環球融資顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-06-13 | 2021-08-02 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2009-12-08 | 2019-04-15 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 4 — Advising on securities | 2009-12-08 | 2019-04-15 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-12-08 | 2019-04-15 |
| Beijing Capital Partners Limited 北京資本有限公司 |
RO | Type 9 — Asset management | 2006-02-27 | 2018-08-03 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 4 — Advising on securities | 2005-08-15 | 2009-02-17 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2005-05-27 | 2009-02-17 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-05-27 | 2009-02-17 |
| MacKinsey Financial Management Limited 默建事財務管理有限公司 |
Rep | Type 4 — Advising on securities | 2004-09-20 | 2005-02-07 |
| MacKinsey Financial Management Limited 默建事財務管理有限公司 |
Rep | Type 9 — Asset management | 2004-09-20 | 2005-02-07 |
| MacKinsey Financial Management Limited 默建事財務管理有限公司 |
RO | Type 4 — Advising on securities | 2004-02-04 | 2004-09-20 |
| MacKinsey Financial Management Limited 默建事財務管理有限公司 |
RO | Type 9 — Asset management | 2004-02-04 | 2004-09-20 |
| First Asia Finance Group Limited 第一亞洲金融集團有限公司 |
RO | Type 6 — Advising on corporate finance | 2003-10-24 | 2004-02-04 |
| Charles Schmitt & Associates Limited |
RO | Type 4 — Advising on securities | present | 2003-10-24 |
| Charles Schmitt & Associates Limited |
RO | Type 9 — Asset management | present | 2003-10-24 |