Yuen Ying Lin
林琬凝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ying Lin (林琬凝), a licensed Representative with CE reference BFX494. Currently licensed at 2 firm(s): ICBC International Capital Limited, ICBC International Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Advising on corporate finance →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-12 | present |
| ICBC International Securities Limited 工銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-01-12 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 4 — Advising on securities | 2022-01-12 | present |
| ICBC International Capital Limited 工銀國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-01-12 | present |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-24 | 2021-11-29 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2021-09-24 | 2021-11-29 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-09-24 | 2021-11-29 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-26 | 2021-09-05 |
| China Everbright Capital Limited 中國光大融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-26 | 2021-09-05 |
| Alpha Financial Group Limited 首盛資本集團有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-07 | 2018-07-14 |
| Ample Capital Limited 豐盛融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-07 | 2018-07-14 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-27 | 2016-05-23 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-27 | 2016-05-23 |