Andrew Chi Ming Cheng

鄭志明
CE No. AGI759 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Andrew Chi Ming Cheng (鄭志明), a licensed Responsible Officer with CE reference AGI759. Currently licensed at 2 firm(s): Alpha Asset Management (HK) Limited, Alpha Financial Group Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 11.

Licence history

FirmRoleRegulated activityFromTo
Alpha Asset Management (HK) Limited
首盛資產管理(香港)有限公司
RO Type 4 — Advising on securities 2020-11-06 present
Alpha Asset Management (HK) Limited
首盛資產管理(香港)有限公司
RO Type 9 — Asset management 2020-11-06 present
Alpha Financial Group Limited
首盛資本集團有限公司
RO Type 6 — Advising on corporate finance 2019-10-02 present
Alpha Financial Group Limited
首盛資本集團有限公司
RO Type 1 — Dealing in securities 2005-10-31 present
Ample Capital Limited
豐盛融資有限公司
RO Type 4 — Advising on securities 2007-01-02 2019-09-30
Ample Capital Limited
豐盛融資有限公司
RO Type 9 — Asset management 2007-01-02 2019-09-30
Ample Capital Limited
豐盛融資有限公司
RO Type 6 — Advising on corporate finance 2004-08-30 2019-09-30
Ample Capital Limited
豐盛融資有限公司
Rep Type 6 — Advising on corporate finance 2004-08-19 2004-08-30
First Asia Finance Group Limited
第一亞洲金融集團有限公司
Rep Type 4 — Advising on securities present 2004-08-17
First Asia Finance Group Limited
第一亞洲金融集團有限公司
Rep Type 6 — Advising on corporate finance present 2004-08-17
First Asia Finance Group Limited
第一亞洲金融集團有限公司
Rep Type 9 — Asset management present 2004-08-17

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