An-Pei Chia
賈安霈
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for An-Pei Chia (賈安霈), a licensed former licensee with CE reference ARP099. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 1 — Dealing in securities | 2023-03-01 | 2023-04-30 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-03-01 | 2023-04-30 |
| Fountainhead Partners Company Limited 弘源資本有限公司 |
Rep | Type 9 — Asset management | 2023-03-01 | 2023-04-30 |
| SingAlliance (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2020-04-17 | 2022-11-30 |
| SingAlliance (Hong Kong) Limited | RO | Type 9 — Asset management | 2020-04-17 | 2022-11-30 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2018-04-24 | 2019-08-27 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
RO | Type 9 — Asset management | 2018-04-24 | 2019-08-27 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-09-28 | 2018-04-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-20 | 2016-09-28 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
RO | Type 4 — Advising on securities | 2012-02-20 | 2013-07-05 |
| Shenwan Hongyuan Research (H.K.) Limited 申萬宏源研究(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-12-16 | 2012-02-20 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-27 | 2012-02-20 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-27 | 2009-12-10 |
| Shenwan Hongyuan Asset Management (Asia) Limited 申萬宏源投資管理(亞洲)有限公司 |
Rep | Type 9 — Asset management | 2009-07-06 | 2009-12-10 |
| Temujin Global Asset Management Limited 泰潤環球資產管理有限公司 |
Rep | Type 9 — Asset management | 2008-10-31 | 2009-03-27 |