On Yee Law
羅安怡
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for On Yee Law (羅安怡), a licensed former licensee with CE reference AWQ303. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
Rep | Type 9 — Asset management | 2023-03-13 | 2024-12-13 |
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
RO | Type 1 — Dealing in securities | 2021-12-01 | 2024-12-13 |
| Aureum Infinity Capital Limited 滶盈資本有限公司 |
RO | Type 4 — Advising on securities | 2021-12-01 | 2024-12-13 |
| Morton Securities Limited 萬基證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-08-08 | 2018-10-05 |
| Morton Securities Limited 萬基證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-07 | 2017-08-08 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 1 — Dealing in securities | 2016-04-11 | 2017-05-21 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 4 — Advising on securities | 2016-04-11 | 2017-05-21 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-28 | 2016-04-11 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-05-28 | 2016-04-11 |
| Orient Securities (Hong Kong) Limited 東方證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-01-28 | 2015-05-22 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-09 | 2015-01-05 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-02-25 | 2015-01-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2011-01-18 | 2015-01-05 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2011-01-18 | 2015-01-05 |