Ka Leong Lai
黎家亮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ka Leong Lai (黎家亮), a licensed Responsible Officer with CE reference ASE664. Currently licensed at 2 firm(s): Phoenician Securities Limited, Phoenician Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phoenician Securities Limited 富理基證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-12-23 | present |
| Phoenician Limited 富理基有限公司 |
RO | Type 4 — Advising on securities | 2024-12-23 | present |
| Phoenician Limited 富理基有限公司 |
RO | Type 9 — Asset management | 2024-12-23 | present |
| Phoenician Securities Limited 富理基證券有限公司 |
Rep | Type 1 — Dealing in securities | 2024-09-09 | 2024-12-23 |
| Phoenician Limited 富理基有限公司 |
Rep | Type 4 — Advising on securities | 2024-09-09 | 2024-12-23 |
| Phoenician Limited 富理基有限公司 |
Rep | Type 9 — Asset management | 2024-09-09 | 2024-12-23 |
| China Galaxy International Asset Management (Hong Kong) Co., Limited 中國銀河國際資産管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2014-08-14 | 2023-11-03 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-06-05 | 2023-11-03 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-31 | 2014-05-31 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-15 | 2013-05-16 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2012-03-15 | 2013-05-16 |
| Okachi Investments (HK) Company Limited 岡地投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2009-01-29 | 2011-05-31 |
| Okachi (Hong Kong) Company Limited 岡地香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2009-01-29 | 2011-05-31 |