Haiguo Lin
林海國
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Haiguo Lin (林海國), a licensed former licensee with CE reference AEY966. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-15 | 2020-07-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2007-01-22 | 2007-05-02 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-09-20 | 2006-08-28 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-09-20 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-24 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-24 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-24 |