Xiaoting Shang
尚小婷
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoting Shang (尚小婷), a licensed former licensee with CE reference AUL942. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-07-04 | 2013-02-28 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2010-01-19 | 2012-07-01 |