Ko Fung Pun
潘高峰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ko Fung Pun (潘高峰), a licensed former licensee with CE reference BFH447. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
RO | Type 4 — Advising on securities | 2024-07-31 | 2025-05-26 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-11-10 | 2025-05-26 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 9 — Asset management | 2022-12-01 | 2025-05-26 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 9 — Asset management | 2019-09-30 | 2022-12-01 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-10-08 | 2025-05-26 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-26 | 2018-10-08 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-05-29 | 2018-04-06 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-04-21 | 2015-05-23 |
| Emperor Futures Limited 英皇期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2015-04-21 | 2015-05-23 |