Wing Fai Ng
吳永輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wing Fai Ng (吳永輝), a licensed Responsible Officer with CE reference AJD666. Currently licensed at 2 firm(s): Eddid Capital Limited , Eddid Securities and Futures Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Eddid Capital Limited 艾德資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-09-18 | present |
| Eddid Capital Limited 艾德資本有限公司 |
RO | Type 1 — Dealing in securities | 2020-09-18 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 1 — Dealing in securities | 2020-04-28 | present |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
RO | Type 4 — Advising on securities | 2020-04-28 | 2020-07-21 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 1 — Dealing in securities | 2020-03-10 | 2020-04-28 |
| Eddid Securities and Futures Limited 艾德證券期貨有限公司 |
Rep | Type 4 — Advising on securities | 2020-03-10 | 2020-04-28 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-22 | 2020-02-10 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2017-11-22 | 2020-02-10 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
RO | Type 4 — Advising on securities | 2017-11-22 | 2020-02-10 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-07 | 2017-11-22 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-07 | 2017-11-22 |
| Southwest Securities (HK) Brokerage Limited 西證(香港)證券經紀有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-07 | 2017-11-22 |
| Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-07-07 | 2020-02-10 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-30 | 2017-06-09 |
| KGI Securities (Hong Kong) Limited 凱基證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2016-06-30 | 2017-06-09 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
RO | Type 4 — Advising on securities | 2016-06-30 | 2017-06-09 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2013-11-18 | 2016-06-30 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-18 | 2016-06-30 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-05-22 | 2013-10-30 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-04-09 | 2013-05-04 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-16 | 2009-04-01 |
| SinoPac Futures (Asia) Limited 永豐金期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-10-16 | 2009-04-01 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2003-09-05 | 2004-03-04 |
| Sunwah Kingsway Futures Limited 新華滙富期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-09-05 | 2004-03-04 |