Joseph Nap Kee Chan
陳立基
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Nap Kee Chan (陳立基), a licensed Responsible Officer with CE reference ABT746. Currently licensed at 1 firm(s): Oriental Patron Asia Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance; Type 9 — Asset management. Total licence records on file: 8.
More firms doing Dealing in securities →More firms doing Advising on corporate finance →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 1 — Dealing in securities | present | present |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 6 — Advising on corporate finance | present | present |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 9 — Asset management | present | present |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-13 | 2023-09-15 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 4 — Advising on securities | 2017-01-13 | 2023-09-15 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 4 — Advising on securities | 2008-02-12 | 2013-06-10 |
| SanJohn Capital Limited 三川資本有限公司 |
RO | Type 9 — Asset management | 2007-12-10 | 2011-04-01 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
RO | Type 4 — Advising on securities | present | 2005-02-22 |