Min (SFC:ASU506) Li
李敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Min (SFC:ASU506) Li (李敏), a licensed former licensee with CE reference ASU506. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 9 — Asset management | 2020-06-02 | 2021-06-28 |
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2019-12-06 | 2021-06-28 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
RO | Type 4 — Advising on securities | 2019-12-06 | 2021-06-28 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 9 — Asset management | 2019-10-23 | 2020-06-02 |
| Kaisa Financial Group Company Limited 佳兆業金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2019-09-23 | 2019-12-06 |
| Kaisa Asset Management Limited 佳兆業資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2019-09-23 | 2019-12-06 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-12 | 2019-06-27 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-12-12 | 2019-06-27 |
| China Securities (International) Brokerage Company Limited 中信建投(國際)証券有限公司 |
Rep | Type 4 — Advising on securities | 2017-12-12 | 2019-06-27 |
| China Securities (International) Corporate Finance Company Limited 中信建投(國際)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-12-12 | 2019-06-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 4 — Advising on securities | 2017-07-17 | 2017-09-26 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-04 | 2017-03-17 |
| China International Capital Corporation Hong Kong Securities Limited 中國國際金融香港證券有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-04 | 2017-03-17 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 4 — Advising on securities | 2013-04-26 | 2014-04-01 |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2012-08-15 | 2013-04-26 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-23 | 2012-03-24 |