Chun Pang Siah
謝俊鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chun Pang Siah (謝俊鵬), a licensed Responsible Officer with CE reference AXJ985. Currently licensed at 1 firm(s): Oriental Patron Securities Limited. Active regulated activities: Type 4 — Advising on securities. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
RO | Type 4 — Advising on securities | 2023-12-08 | present |
| Oriental Patron Securities Limited 東英亞洲證券有限公司 |
Rep | Type 4 — Advising on securities | 2020-10-05 | 2023-12-08 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-24 | 2020-09-21 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-08-04 | 2019-06-06 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 |
Rep | Type 4 — Advising on securities | 2016-08-04 | 2019-06-06 |
| Delta Asia Securities Limited 滙業證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-19 | 2016-07-15 |
| Delta Asia Financial Futures Limited 滙業金融期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2016-05-19 | 2016-07-15 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-29 | 2016-05-09 |
| Celestial Commodities Limited 時富商品有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-04-29 | 2016-05-09 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2011-06-08 | 2014-04-11 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2011-06-08 | 2014-04-11 |