Florence Man Shan Ng
吳旻珊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Florence Man Shan Ng (吳旻珊), a licensed Responsible Officer with CE reference BAM969. Currently licensed at 1 firm(s): Grand Moore Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Grand Moore Capital Limited 中毅資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-01-09 | present |
| Grand Moore Capital Limited 中毅資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-10-16 | 2020-01-09 |
| China AF Corporate Finance Limited 中國農信財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2019-08-07 | 2019-08-19 |
| China AF Corporate Finance Limited 中國農信財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-06-27 | 2019-08-07 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2018-09-21 | 2019-04-24 |
| ADS Securities Hong Kong Limited 阿布扎比證券香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-09-21 | 2019-04-24 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-03-19 | 2018-03-20 |
| Somerley Capital Limited 新百利融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-11-04 | 2018-02-16 |
| Shang International Finance Limited 尚融國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-05-30 | 2014-04-15 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-12-07 | 2013-05-19 |