Simon Roderick Harding
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Roderick Harding ( ), a licensed former licensee with CE reference ACL748. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2007-08-28 | 2022-09-01 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-01-18 | 2022-09-01 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
RO | Type 1 — Dealing in securities | 2005-01-21 | 2007-12-06 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
RO | Type 6 — Advising on corporate finance | 2005-01-21 | 2008-09-01 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2004-01-09 | 2005-06-03 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 4 — Advising on securities | 2004-01-09 | 2005-06-09 |
| Stanhill (Hong Kong) Limited 高誠集團(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2004-01-09 | 2005-06-09 |