Pui Fan Chu
朱佩芬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pui Fan Chu (朱佩芬), a licensed former licensee with CE reference AOG059. Total licence records on file: 20.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guolian Securities International Capital Market Co., Limited 國聯證券國際資本市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-04-06 | 2025-03-17 |
| Guolian Securities International Capital Market Co., Limited 國聯證券國際資本市場有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-03-16 | 2022-04-06 |
| Beta Global Capital Limited 貝塔環球資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-07-08 | 2022-03-10 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-09-03 | 2020-01-03 |
| Founder Securities (Hong Kong) Capital Company Limited 方正證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-07-06 | 2018-09-03 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-04-21 | 2018-05-13 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-02-01 | 2016-04-21 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-10-23 | 2015-12-24 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-22 | 2015-12-24 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2011-07-22 | 2015-12-24 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-22 | 2014-10-23 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-17 | 2011-07-04 |
| First Shanghai Capital Limited 第一上海融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-07 | 2011-04-26 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-30 | 2011-02-24 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-04-13 | 2011-02-24 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-04-13 | 2011-02-24 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-09 | 2010-03-04 |
| Neutral Financial Holding Company Limited 中和金控有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-03-09 | 2010-03-04 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 1 — Dealing in securities | 2006-11-24 | 2009-01-10 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-11-24 | 2009-01-10 |