Guolian Securities International Capital Market Co., Limited

國聯證券國際資本市場有限公司
CE No. BQU633 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Guolian Securities International Capital Market Co., Limited (國聯證券國際資本市場有限公司), a Hong Kong-based licensed corporation with CE reference BQU633. Currently licensed for regulated activity type(s) 6 — Advising on corporate finance. Current licensed staff on file: 10 (total recorded over time: 21). Earliest licence on file: 2021-08-06.

Registered address

Unit 2103-4, 21st floor, Li Po Chun Chambers, 189 Des Voeux Road Central, Sheung Wan

Licence history

ActivityFromTo
Type 6 — Advising on corporate finance 2021-08-06 present

Licensed staff (all-time) (21)
Active on date

Name Activities First licensed To
Pui Fan Chu 朱佩芬 RO 6 Rep 6 2022-03 2025-03
Chun Pang Lee 李振鵬 RO 6 2021-08 2021-12
Pui Chi Luk 陸佩芝 RO 6 Rep 6 2025-11 Present
Daniel Hin Man Tsai 蔡衍汶 RO 6 2021-08 2025-06
Alvin Chun Ming Tsui 徐浚銘 RO 6 Rep 6 2023-07 2023-11
Sin Hang Yan 殷善衡 RO 6 2025-06 2026-01
Janet Pui Fonk Yee 余笩昉 RO 6 Rep 6 2025-07 Present
Jose Carlos Banares 文嘉濠 Rep 6 2022-12 2023-02
Peng Huang 黄鹏 Rep 6 2023-01 2026-04
Zhaokai Huang 黄兆凯 Rep 6 2023-11 2026-04
Wei (SFC:BKF710) Jiang 姜惟 Rep 6 2025-12 Present
Tsz Kiu Kwok 郭梓翹 Rep 6 2021-09 2023-06
Cho Kwan Derek Law 羅祖坤 Rep 6 2023-01 Present
Huihong Li 李慧红 Rep 6 2025-12 Present
Xinyue (SFC:BUQ007) Liu 刘心悦 Rep 6 2024-11 Present
Zhiwei Xu 徐志唯 Rep 6 2026-01 2026-05
Lu (SFC:BXB891) Yang 楊璐 Rep 6 2025-11 Present
Xiaobin (SFC:BNV054) Zhang 張曉斌 Rep 6 2021-11 2022-06
Feng Zheng 郑锋 Rep 6 2025-12 Present
Jiayi Zhou 周嘉懿 Rep 6 2025-12 Present
Yucheng Zhu 朱瑜程 Rep 6 2023-03 Present
Showing 1–21 of 21

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 · 1661 staff · 1 shared activity type · 中國國際金融香港證券有限公司

CITIC Securities (Hong Kong) Limited

CE AAK249 · 982 staff · 1 shared activity type · 中信證券(香港)有限公司

Morgan Stanley Asia Limited

CE AAD291 · 921 staff · 1 shared activity type · 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 · 895 staff · 1 shared activity type · 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 · 836 staff · 1 shared activity type · 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 · 544 staff · 1 shared activity type · 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 · 465 staff · 1 shared activity type · 花旗環球金融亞洲有限公司

Merrill Lynch (Asia Pacific) Limited

CE AAC198 · 433 staff · 1 shared activity type

Related