Daniel Hin Man Tsai
蔡衍汶
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Daniel Hin Man Tsai (蔡衍汶), a licensed former licensee with CE reference ANJ771. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Guolian Securities International Capital Market Co., Limited 國聯證券國際資本市場有限公司 |
RO | Type 6 — Advising on corporate finance | 2021-08-06 | 2025-06-30 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2021-02-03 | 2025-06-30 |
| Guolian Securities International Capital Co., Limited 國聯證券國際金融有限公司 |
Rep | Type 4 — Advising on securities | 2021-02-03 | 2025-06-30 |
| South China Capital Limited 南華融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-08-22 | 2020-11-30 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2017-06-26 | 2020-11-30 |
| South China Capital Limited 南華融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-06-26 | 2017-08-22 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2016-05-16 | 2017-04-26 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-05-16 | 2017-04-26 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-10 | 2016-04-15 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-10 | 2016-04-15 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-08-22 | 2015-01-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2011-08-22 | 2015-01-08 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-08-22 | 2015-01-08 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-28 | 2011-08-20 |
| CCB International Capital Limited 建銀國際金融有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-05-28 | 2011-08-20 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-07-28 | 2009-11-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-10-03 | 2008-12-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-07-12 | 2008-12-10 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-07-12 | 2008-12-10 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-17 | 2007-05-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-17 | 2007-05-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2006-05-17 | 2007-05-31 |