Janet Pui Fonk Yee

余笩昉
CE No. AED786 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Janet Pui Fonk Yee (余笩昉), a licensed Responsible Officer with CE reference AED786. Currently licensed at 2 firm(s): Guolian Securities International Capital Co., Limited, Guolian Securities International Capital Market Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 6 — Advising on corporate finance. Total licence records on file: 20.

Licence history

FirmRoleRegulated activityFromTo
Guolian Securities International Capital Co., Limited
國聯證券國際金融有限公司
Rep Type 1 — Dealing in securities 2026-01-14 present
Guolian Securities International Capital Co., Limited
國聯證券國際金融有限公司
Rep Type 4 — Advising on securities 2026-01-14 present
Guolian Securities International Capital Market Co., Limited
國聯證券國際資本市場有限公司
RO Type 6 — Advising on corporate finance 2025-08-14 present
Guolian Securities International Capital Market Co., Limited
國聯證券國際資本市場有限公司
Rep Type 6 — Advising on corporate finance 2025-07-11 2025-08-14
CEB International Capital Corporation Limited
光銀國際資本有限公司
RO Type 1 — Dealing in securities 2019-10-03 2024-02-01
CEB International Capital Corporation Limited
光銀國際資本有限公司
RO Type 4 — Advising on securities 2019-10-03 2024-02-01
CEB International Capital Corporation Limited
光銀國際資本有限公司
RO Type 6 — Advising on corporate finance 2019-10-03 2024-02-01
CEB International Capital Corporation Limited
光銀國際資本有限公司
Rep Type 1 — Dealing in securities 2019-07-19 2019-10-03
CEB International Capital Corporation Limited
光銀國際資本有限公司
Rep Type 4 — Advising on securities 2019-07-19 2019-10-03
CEB International Capital Corporation Limited
光銀國際資本有限公司
Rep Type 6 — Advising on corporate finance 2019-07-19 2019-10-03
CLSA Limited
中信里昂證券有限公司
RO Type 1 — Dealing in securities 2015-04-23 2019-07-03
CITIC Securities (Hong Kong) Limited
中信證券(香港)有限公司
RO Type 4 — Advising on securities 2015-04-23 2019-07-03
CITIC Securities (Hong Kong) Limited
中信證券(香港)有限公司
RO Type 6 — Advising on corporate finance 2015-04-23 2019-07-03
CITIC Securities Corporate Finance (HK) Limited
中信証券融資(香港)有限公司
RO Type 4 — Advising on securities 2007-08-17 2016-01-01
CITIC Securities Corporate Finance (HK) Limited
中信証券融資(香港)有限公司
RO Type 1 — Dealing in securities 2006-04-19 2016-01-01
CITIC Securities Corporate Finance (HK) Limited
中信証券融資(香港)有限公司
RO Type 6 — Advising on corporate finance 2006-04-19 2016-01-01
CITIC Securities Corporate Finance (HK) Limited
中信証券融資(香港)有限公司
Rep Type 1 — Dealing in securities present 2006-04-19
CITIC Securities Corporate Finance (HK) Limited
中信証券融資(香港)有限公司
Rep Type 4 — Advising on securities present 2004-07-30
CITIC Securities Corporate Finance (HK) Limited
中信証券融資(香港)有限公司
Rep Type 6 — Advising on corporate finance present 2006-04-19
CITIC Securities Corporate Finance (HK) Limited
中信証券融資(香港)有限公司
Rep Type 9 — Asset management present 2003-12-31

Related