Yan (SFC:BPW935) Zhou
周燕
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yan (SFC:BPW935) Zhou (周燕), a licensed former licensee with CE reference BPW935. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2021-12-28 | 2023-03-21 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2021-12-09 | 2023-03-21 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-12-04 | 2021-08-04 |