Wai Sze (SFC:BAA860) Wong
黃慧思
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Sze (SFC:BAA860) Wong (黃慧思), a licensed former licensee with CE reference BAA860. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-09-20 | 2025-08-23 |
| Kingdom Investment Managers Limited 國權投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-09-20 | 2025-08-23 |
| Kingdom Securities Limited 國權證券有限公司 |
Rep | Type 1 — Dealing in securities | 2023-05-17 | 2025-08-23 |
| Bluemount Securities Limited 藍山證券有限公司 |
Rep | Type 1 — Dealing in securities | 2018-07-30 | 2023-03-23 |
| Bluemount Securities Limited 藍山證券有限公司 |
Rep | Type 4 — Advising on securities | 2018-04-16 | 2023-03-23 |
| Bluemount Asset Management Limited 藍山資產管理有限公司 |
Rep | Type 9 — Asset management | 2018-04-16 | 2023-03-23 |
| Grand Partners Investment Consultants Limited 利盟投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2016-10-04 | 2018-01-04 |
| Grand Partners Asset Management Limited 利盟資產管理有限公司 |
Rep | Type 9 — Asset management | 2016-10-04 | 2018-01-04 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-10 | 2013-09-07 |