Pak Kin Koo
古栢堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pak Kin Koo (古栢堅), a licensed Responsible Officer with CE reference AFN610. Currently licensed at 1 firm(s): Zheshang International Financial Holdings Co., Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 27.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zheshang International Financial Holdings Co., Limited 浙商國際金融控股有限公司 |
RO | Type 6 — Advising on corporate finance | 2025-10-30 | present |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2024-11-11 | 2024-12-31 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2015-09-16 | 2021-03-03 |
| Pulun International Capital Limited 普倫國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-09-16 | 2024-04-25 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
RO | Type 1 — Dealing in securities | 2012-02-15 | 2015-07-07 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-02-15 | 2015-07-07 |
| Fortune (HK) Securities Limited 富強證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-01-11 | 2012-02-15 |
| Fortune Financial Capital Limited 富強金融資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-01-11 | 2012-02-15 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 1 — Dealing in securities | 2011-06-07 | 2011-08-11 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2011-06-07 | 2011-08-11 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-04-26 | 2011-06-07 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-04-26 | 2011-06-07 |
| Kingston Securities Limited 金利豐證券有限公司 |
RO | Type 1 — Dealing in securities | 2009-06-25 | 2011-04-16 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2009-06-25 | 2011-04-16 |
| Kingston Securities Limited 金利豐證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-05-04 | 2009-06-25 |
| Kingston Corporate Finance Limited 金利豐財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2009-05-04 | 2009-06-25 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2007-05-17 | 2009-04-13 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
RO | Type 1 — Dealing in securities | 2007-05-17 | 2007-12-06 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-05-17 | 2009-04-13 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
RO | Type 6 — Advising on corporate finance | 2007-05-17 | 2008-09-01 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-28 | 2007-05-17 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
Rep | Type 1 — Dealing in securities | 2007-02-28 | 2007-05-17 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-02-28 | 2007-05-17 |
| SBI E2-Capital Partners Limited 軟庫金滙合伙有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-02-28 | 2007-05-17 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-24 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-10-15 |
| Oriental Patron Asia Limited 東英亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-24 |