Frank Clifford Shui Ting Chu Chan
陳瑞庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Frank Clifford Shui Ting Chu Chan (陳瑞庭), a licensed Responsible Officer with CE reference ARP537. Currently licensed at 1 firm(s): Walker Capital Limited. Active regulated activities: Type 6 — Advising on corporate finance. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Walker Capital Limited 睿嘉資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-11-29 | present |
| Akron Corporate Finance Limited 亞貝隆資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2023-02-06 | 2024-09-27 |
| Akron Corporate Finance Limited 亞貝隆資本有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-10-17 | 2023-02-06 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-04-19 | 2022-09-13 |
| Convoy Capital Hong Kong Limited 康宏資本香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-01-26 | 2018-03-06 |
| Guotai Junan Capital Limited 國泰君安融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-05-13 | 2015-11-21 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-24 | 2015-04-30 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-03-26 | 2013-09-19 |
| Deloitte & Touche Corporate Finance Limited 德勤企業財務顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-09-11 | 2011-07-19 |