Yuan (SFC:BRR324) Cao
曹元
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuan (SFC:BRR324) Cao (曹元), a licensed former licensee with CE reference BRR324. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2022-04-04 | 2025-02-11 |
| Central China International Securities Co., Limited 中州國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-04 | 2025-02-11 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2022-04-04 | 2023-05-29 |