Sunny Kwok Ting Yan
印國庭
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sunny Kwok Ting Yan (印國庭), a licensed former licensee with CE reference ADG917. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 1 — Dealing in securities | 2006-06-13 | 2006-12-23 |
| Central China International Capital Limited 中州國際融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2006-05-25 | 2006-12-23 |
| Central China International Capital Limited 中州國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-10-05 | 2006-05-25 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-13 | 2005-06-27 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2004-11-24 | 2005-06-27 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2004-11-24 | 2005-06-27 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-28 |